河北大学学报(哲学社会科学版) ›› 2025, Vol. 50 ›› Issue (6): 94-105.DOI: 10.3969/j.issn.1005-6378.2025.06.010

• 法学研究 • 上一篇    

政府备案审查质效不足:成因分析与优化路径

江国华,孙凯强   

  1. 武汉大学 法学院, 湖北 武汉 430072
  • 收稿日期:2025-05-17 发布日期:2025-11-19
  • 作者简介:江国华(1970—),男,湖南茶陵人,博士,武汉大学法学院教授、博士生导师,主要研究方向:宪法学、行政法学、监察法学。 孙凯强(1996—),男,江西鄱阳人,武汉大学法学院博士研究生,主要研究方向:宪法学、行政法学。
  • 基金资助:
    国家社会科学基金一般项目“规范性文件合宪性事先控制的体制机制研究”(20BFX027)

Insufficient Quality and Efficiency of Government Filing and Review: Cause Analysis and Optimization Path

JIANG Guohua,SUN Kaiqiang   

  1. School of Law, Wuhan University, Wuhan, Hubei 430072, China
  • Received:2025-05-17 Published:2025-11-19

摘要: 行政规范性文件具有贯彻落实政策和立法的重要作用。政府备案审查没有发挥监督行政规范性文件的理想作用,致使其在实践中违反法制统一、损害公民权利。通过梳理120份行政规范性文件政府备案审查通报发现,备案(文件制定)机关对政府备案审查的质效发挥有一定影响。运用组织社会学的原理,引入注意力分配、激励机制和权威等概念工具分析后发现,中央政令对于备案审查机关的注意力分配具有重要牵引作用,激励机制是确保备案审查工作与组织目标保持一致的重要因素,专业型权威是实现备案审查实质化的核心要素。据此,为提升备案审查工作质效,有必要建构规范性文件备案(文件制定)机关、备案审查机关、备案审查监督机关三方协同机制,包括:制定过程介入机制,即由规范性文件备案机关邀请备案审查机关参与文件制定过程;审查过程分层级机制,即在备案审查机关建立不同层次的审查机制;备案审查监督机制,即备案审查监督融贯于规范性文件制定和备案审查工作全过程。

关键词: 行政规范性文件, 政府备案审查, 备案审查质效, 备案审查通报

Abstract: Administrative normative documents play an important role in implementing policies and legislation.The governments filing and review process has not effectively supervised administrative normative documents,resulting in violations of legal uniformity and harm to citizens rights in practice.By analyzing the findings from 120 reports on the governments filing and review of administrative normative documents,it is clear that the filing(document drafting)agency is a major obstacle affecting the quality and effectiveness of the governments filing and review process.Applying principles from organizational sociology and introducing concepts like attention allocation,incentive mechanisms,and authority,it has been discovered that central government orders significantly influence the attention allocation of filing review agencies,that incentive mechanisms are critical for aligning filing review work with organizational goals,and that professional authority is a core element in achieving substantive filing reviews.Therefore,in order to enhance the quality and effectiveness of the filing review work,it is necessary to establish a collaborative mechanism among normative filing(document drafting)agencies,filing review agencies,and filing review supervision agencies.This includes the establishment of an intervention mechanism in the drafting process,where the normative document filing agency invites the filing review agency to participate in the document drafting;a hierarchical review process,establishing different levels of review mechanisms within the filing review agency;and a filing review supervision mechanism that integrates supervision into the entire process of normative document drafting and filing review.

Key words: administrative normative documents, governments filing and review, the quality and efficiency of filing and review, filing review notice

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